0000909012-12-000126.txt : 20120214
0000909012-12-000126.hdr.sgml : 20120214
20120214094923
ACCESSION NUMBER: 0000909012-12-000126
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: WACOAL HOLDINGS CORP
CENTRAL INDEX KEY: 0000104040
STANDARD INDUSTRIAL CLASSIFICATION: WOMEN'S, MISSES', CHILDREN'S & INFANTS' UNDERGARMENTS [2340]
IRS NUMBER: 000000000
STATE OF INCORPORATION: M0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78447
FILM NUMBER: 12603219
BUSINESS ADDRESS:
STREET 1: 29, NAKAJIMA-CHO
STREET 2: KISSHOIN, MINAMI-KU
CITY: KYOTO, JAPAN
STATE: M0
ZIP: 601-8530
BUSINESS PHONE: 81756821029
MAIL ADDRESS:
STREET 1: 29, NAKAJIMA-CHO
STREET 2: KISSHOIN, MINAMI-KU
CITY: KYOTO, JAPAN
STATE: M0
ZIP: 601-8530
FORMER COMPANY:
FORMER CONFORMED NAME: WACOAL CORP
DATE OF NAME CHANGE: 19981028
FORMER COMPANY:
FORMER CONFORMED NAME: WACOAL CORP /ADR/
DATE OF NAME CHANGE: 19920318
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Tradewinds Global Investors, LLC
CENTRAL INDEX KEY: 0001383221
IRS NUMBER: 020767178
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 18TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: Tradewinds NWQ Global Investors, LLC
DATE OF NAME CHANGE: 20061211
SC 13G/A
1
t306707.txt
WACOAL
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 5)*
Wacoal Holdings Corporation
----------------------
(Name of Issuer)
Sponsored American Depository Receipt
------------------------------------
(Title of Class of Securities)
930004205
--------------------
(CUSIP Number)
December 31, 2011
-------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
PAGE 1 OF 4 PAGES
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Tradewinds Global Investors, LLC 02-0767178
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [_]
N/A
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware - U.S.A.
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
10,302,735
NUMBER OF -----------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
EACH -----------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 11,417,605
-----------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,417,605
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.96%*
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IA
--------------------------------------------------------------------------------
*NOTE: The number of shares listed represents the underlying class of
securities. One ADR represents five (5) ordinary shares (3591 JP).
PAGE 3 OF 4 PAGES
Item 1(a) Name of Issuer:
Wacoal Holdings Corporation
Item 1(b) Address of Issuer's Principal Executive Offices:
29 Nakajima-cho Kisshoin
Minami-ku Kyoto City
Kyoto, 601-8530
JAPAN
Item 2(a) Name of Person Filing:
Tradewinds Global Investors, LLC
Item 2(b) Address of the Principal Office or, if none, Residence:
2049 Century Park East, 20th Floor
Los Angeles, CA 90067
Item 2(c) Citizenship:
Delaware - U.S.A.
Item 2(d) Title of Class of Securities:
Sponsored American Depository Receipt
Item 2(e) CUSIP Number:
930004205
Item 3 If the Statement is being filed pursuant to Rule
13d-1(b), or 13d-2(b), check whether the person filing
is a:
(e) [X] An investment advisor in accordance with
section 240.13d-1(b)(1)(ii)(E)
Item 4 Ownership:
(a) Amount Beneficially Owned:
11,417,605
(b) Percent of Class:
7.96%
(c) Number of shares as to which such person has:
(i) sole power to vote or direct the vote:
10,302,735
(ii) shared power to vote or direct the vote:
0
(iii) sole power to dispose or to direct the
disposition of:
11,417,605
(iv) shared power to dispose or to direct the
disposition of:
0
PAGE 3 OF 4 PAGES
Item 5 Ownership of Five Percent or Less of a Class:
Not applicable.
Item 6 Ownership of More than Five Percent on Behalf of Another
Person:
Securities reported on this Schedule 13G are
beneficially owned by clients which may include
investment companies registered under the Investment
Company Act and/or employee benefit plans, pension
funds, endowment funds or other institutional clients.
Item 7 Identification and Classification of the Subsidiary
Which Acquired the Security Being Reported on By the
Parent Holding Company:
Not applicable.
Item 8 Identification and Classification of Members of the
Group:
Not applicable.
Item 9 Notice of Dissolution of a Group:
Not applicable.
Item 10 Certification:
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above
were acquired and are held in the ordinary course of
business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing
the control of the issuer of such securities and were
were not acquired in connection with or as a participant
in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 10, 2012
Tradewinds Global Investors, LLC
By: /S/ David B. Iben
-------------------------------------
Name: David B. Iben, CFA
Title: Chief Investment Officer
PAGE 4 OF 4 PAGES